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Sample Audit

This is what an Opswell Audit puts in front of you.

A complete, illustrative AI Operations Audit for a representative mid-market finance team. The same structure, rigor, and deliverable you would receive, with every figure replaced by your own once we run it on your operation.

Illustrative sample Representative company: mid-market, ~$120M revenue 35-person finance & operations team 12 processes assessed Engagement: 4 weeks
01

Executive summary

The one-page read for a CFO: where you are, what it is costing, and what we recommend.

Situation

A 35-person finance and operations team runs twelve core processes that are repetitive, rules-based, and document-heavy: accounts payable, the close, reconciliations, billing, reporting, and more.

Complication

That work absorbs roughly $2.41M a year in fully loaded effort, rework, and slow cycles. It scales with transaction volume, competes with analysis for the team's time, and is the first thing to break at quarter-end.

Resolution

About 60% of it can be done by AI on Claude, with every judgment, approval, and exception kept with your team. That is $1.45M of recoverable capacity a year, captured in waves, paying back in under three months.

The numbers
$1.45Mrecoverable per year, base case
~19,000hours returned, about 10 FTE-equivalents
< 3 mopayback on Wave 1
~8.8xthree-year return
The ask. Prove the top opportunity free with a Snapshot, then commission Wave 1: three quick wins worth roughly $511K a year, live in eight weeks. The full program reaches a $1.45M annual run-rate by month six.
02

What the status quo costs you

Before any solution, the Audit quantifies the cost of doing nothing. The $2.41M is not just salaries: it is the labor of the work, the rework when it goes wrong, and the cost of slow cycles.

$1.78MDirect labor
$410KRework
$220KCycle drag
$1.78M
Direct labor

The hours your team spends keying, matching, reconciling, and formatting, valued at a blended fully loaded rate of $68/hour.

$410K
Rework & error correction

The cost of doing work twice: exceptions chased, entries corrected, and reconciliations reopened after sign-off.

$220K
Cycle-time drag

The cost of slow: a ten-day close, late board packs, and decisions made on numbers that are already weeks old.

This cost compounds. It grows with transaction volume and headcount, and it is the work that pulls your most expensive people away from analysis. Every figure in this report is measured against this baseline.
03

How the Audit is built

Every number here comes from the same five-step method, measured from your own volumes, hours, and error rates. No borrowed benchmarks.

1
Process inventory

Interviews with your team plus extracts from your ERP, close, and billing systems to catalog every meaningful process.

2
Time-and-motion baseline

Hours by process and by role, separating steady-state from peak periods like close and audit.

3
Error & rework analysis

Exception rates, restatements, late cycles, and the hidden cost of doing work twice.

4
Automatability scoring

A weighted five-factor score per process, shown below, that ranks the opportunities.

5
Value-at-stake model

Recoverable value from labor, rework, and cycle time, at conservative rates, with all review retained.

The automatability score, in five factors

Each process earns a 0 to 100 score, a weighted blend of five factors. It is what ranks the opportunities in the heatmap and sets the build sequence.

WEIGHT 25%
Data availability

Are the inputs digital and reachable, or trapped in paper, email, and people's heads?

WEIGHT 25%
Rules clarity

Is the work governed by clear, repeatable rules, or open-ended professional judgment?

WEIGHT 20%
Exception variability

How often does the work go off-script and need a human decision?

WEIGHT 15%
System access

Can AI reach the systems of record safely, with the right permissions?

WEIGHT 15%
Control sensitivity

How tight are the audit, control, and regulatory requirements around the task?

04

Process heatmap

Twelve processes scored across the five dimensions that drive value, with the composite automatability score on the right. The hotter the row, the bigger the prize. Accounts payable, the close, and reconciliations rise to the top.

ProcessVolumeHoursError & reworkAutomatableValue at stakeScore
1Accounts payable & invoicingVery highVery highHighHighVery high88
2Month-end close & consolidationMediumVery highHighMediumVery high82
3Account reconciliationsHighHighVery highHighHigh85
4Revenue recognition & billingMediumHighHighMediumHigh72
5FP&A: budgeting & forecastingMediumHighMediumMediumHigh68
6Management & board reportingHighMediumMediumHighMedium76
7Accounts receivable & collectionsHighMediumHighHighMedium74
8Procurement & vendor managementMediumMediumMediumMediumMedium61
9Payroll & expense managementMediumMediumMediumHighMedium64
10Tax & compliance prepLowMediumMediumMediumLow55
11Treasury & cash managementLowLowMediumMediumLow52
12Audit support & documentationLowLowHighHighLow58
LowMediumHighVery high
05

Opportunity map

Each process plotted by the value it returns against the effort to build it. Bubble size is annual value. The top-left quadrant, high value and low effort, is where the first wave goes.

QUICK WINS BIG BETS INCREMENTAL STRATEGIC BACKLOG IMPLEMENTATION EFFORT → ANNUAL VALUE → 1 2 3 4 5 6 7 8 9 10 11 12
1 Accounts payable & invoicing
2 Month-end close & consolidation
3 Account reconciliations
4 Revenue recognition & billing
5 FP&A: budgeting & forecasting
6 Management & board reporting
7 Accounts receivable & collections
8 Procurement & vendor management
9 Payroll & expense management
10 Tax & compliance prep
11 Treasury & cash management
12 Audit support & documentation
Quick winsBuild first

High value, low effort, fast payback. These are Wave 1.

Big betsSequence deliberately

High value but heavier builds. Waves 2 and 3, funded by the wins.

IncrementalFold in

Lower value, easy to add once the platform exists. Ongoing.

Strategic backlogRevisit later

Lower value, higher effort. Park until the basics pay off.

06

Ranked AI opportunity map

Every process, ranked by recoverable value, with the share AI can take on and the build sequence. This is the spine of the engagement: the order in which value gets captured.

AI Opportunity Map · full operation
Prepared for [Your Company] · finance & operations · 12 processes assessed
Illustrative
≈ $1.45Mrecoverable per year, conservative case
~19,000hours / year returned
~10FTE-equivalents
< 3 mopayback, Wave 1
Process
Recoverable per year
Auto­matable
Sequence
1
Accounts payable & invoicing$336K cost today · invoice capture, GL coding, 3-way match
$214K
64%
Wave 1
2
Month-end close & consolidation$322K cost today · journal prep, intercompany, flux commentary
$194K
60%
Wave 2
3
Account reconciliations$268K cost today · bank, AP/AR, balance-sheet tie-outs
$174K
65%
Wave 1
4
Revenue recognition & billing$244K cost today · contract terms, schedules, invoice generation
$142K
58%
Wave 3
5
FP&A: budgeting & forecasting$232K cost today · models, variance analysis, reforecasts
$130K
56%
Wave 3
6
Management & board reporting$198K cost today · recurring decks, KPI packs, commentary
$123K
62%
Wave 1
7
Accounts receivable & collections$191K cost today · cash application, dunning, aging analysis
$115K
60%
Wave 2
8
Procurement & vendor management$164K cost today · PO matching, vendor onboarding, spend review
$95K
58%
Wave 3
9
Payroll & expense management$142K cost today · expense review, policy checks, payroll prep
$85K
60%
Ongoing
10
Tax & compliance prep$124K cost today · filing prep, reconciliations, schedules
$68K
55%
Ongoing
11
Treasury & cash management$96K cost today · cash positioning, forecasts, bank reporting
$53K
55%
Ongoing
12
Audit support & documentation$88K cost today · PBC lists, evidence pulls, walkthroughs
$53K
60%
Ongoing
Total · 12 processes
$2.41M cost today
$1.45M
60%
Illustrative sample for a representative mid-market finance and operations team of about 35 people. Value assumes a blended fully loaded rate of $68/hour and conservative automation rates of 55–65%, and retains all judgment, review, and exception handling with your team. Your Audit replaces every figure with your own numbers.
Top 3 = 40%AP, close, and reconciliations alone return ~$582K a year.
Top 5 = 59%The five biggest processes hold ~$854K of the $1.45M.
Wave 1 = $511KThree quick wins, live in eight weeks, fund everything after.
07

The value bridge

Of the $2.41M you spend today, $1.45M is recoverable and $0.96M stays with your team as judgment, review, and exception handling. We do not assume the work vanishes. We assume the routine part gets done by AI and the hard part stays human.

$2.41M $1.45M $0.96M Cost today Recoverable with AI about 60% Retained with your team about 40%
The $1.45M recoverable, by build wave
$511KWave 1
$309KWave 2
$367KWave 3
$259KOngoing
08

Deep dives

For the highest-value processes, the Audit goes one level down: how the work flows today, where it breaks, exactly what AI takes on, what stays human, and the return on that single build.

1

Accounts payable & invoicing

≈ $214K / yr recoverable
Current-state flow
STEP 1
ReceiveInvoices arrive by email and PDF from hundreds of vendors.
STEP 2
CodeA clerk keys each invoice and assigns GL codes by hand.
STEP 3
MatchThree-way match against PO and receipt, manually.
STEP 4
RouteApprovals chased over email; exceptions wait.
STEP 5
PostApproved invoices keyed into the ERP for payment.
Where it breaks today
Manual keying errorsExceptions sit for daysMonth-end overtimeDuplicate-payment riskNo early spend visibility

What Claude does

  • Reads every invoice and extracts the line items.
  • Proposes GL coding from your own history.
  • Runs the three-way match and flags only true exceptions.
  • Drafts the approval request and routes it.

Stays with your team

  • Final approval on every invoice.
  • Exception decisions and vendor calls.
  • Controls, segregation of duties, and sign-off.
6 days
Same day
Invoice cycle time
$14
~$4
Cost per invoice
~3,100 hrs
~1,100 hrs
Team hours / year
Manual
Auto-flagged
Exceptions
$214Krecoverable / yr
~2,000hours saved / yr
~3 weeksto build
< 1 mopayback
2

Month-end close & consolidation

≈ $194K / yr recoverable
Current-state flow
STEP 1
Sub-ledgersAP, AR, and payroll close and feed the GL.
STEP 2
JournalsAccruals and recurring entries prepared by hand.
STEP 3
ConsolidateIntercompany eliminations and entity roll-up.
STEP 4
ReconcileBalance-sheet accounts tied out, manually.
STEP 5
ReportFlux commentary written under deadline.
Where it breaks today
Ten-day closeSchedules rebuilt monthlyManual tie-outsCommentary under deadlineLate board pack

What Claude does

  • Assembles recurring schedules and accrual workpapers.
  • Ties out intercompany and balance-sheet reconciliations.
  • Surfaces anomalies and variances for review.
  • Drafts flux commentary against prior period and budget.

Stays with your team

  • Controller review and sign-off.
  • Judgment on estimates and accruals.
  • Final commentary and SOX controls.
10 days
~4 days
Close duration
~2,900 hrs
~1,150 hrs
Team hours / year
Manual
Auto-drafted
Flux commentary
Found late
Surfaced early
Anomalies
$194Krecoverable / yr
~1,750hours saved / yr
~5 weeksto build
~2 mopayback
6

Management & board reporting

≈ $123K / yr recoverable
Current-state flow
STEP 1
PullData gathered from ERP, CRM, and spreadsheets.
STEP 2
BuildRecurring decks and KPI packs assembled.
STEP 3
Re-keyNumbers copied across spreadsheets and slides.
STEP 4
NarrateCommentary written late in the cycle.
STEP 5
ReviewPack circulated, corrected, re-circulated.
Where it breaks today
Decks rebuilt every cycleVersion errors from re-keyingCommentary written lateLittle time for analysisManual chart updates

What Claude does

  • Builds the recurring pack from your numbers on your template.
  • Updates every chart and table automatically.
  • Drafts the narrative and highlights what moved and why.

Stays with your team

  • The story and the decisions.
  • What to emphasize for the board.
  • Final review and presentation.
~1,800 hrs
~650 hrs
Team hours / year
3–4 days
Same day
Deck turnaround
Re-keyed
One source
Data flow
Monthly
On demand
Refresh cadence
$123Krecoverable / yr
~1,150hours saved / yr
~3 weeksto build
~1 mopayback
7

Accounts receivable & collections

≈ $115K / yr recoverable
Current-state flow
STEP 1
ApplyIncoming cash matched to open invoices.
STEP 2
AgeReceivables aged and bucketed by risk.
STEP 3
DraftDunning notices written by hand.
STEP 4
ChaseCollectors work accounts ad hoc.
STEP 5
EscalateDisputes and write-offs routed up.
Where it breaks today
Cash misappliedDunning sent lateNo prioritizationDSO creeps upDisputes lost in email

What Claude does

  • Applies cash from remittance detail and bank files.
  • Drafts prioritized dunning by balance and risk.
  • Builds collector worklists and dispute summaries.

Stays with your team

  • The customer relationship.
  • Approval on tone and escalation.
  • Write-off and credit decisions.
~1,400 hrs
~560 hrs
Team hours / year
Baseline
−4 to −7 days
Days sales outstanding
Late
On time
Dunning cadence
Manual
Auto-matched
Cash application
$115Krecoverable / yr
~840hours saved / yr
~4 weeksto build
~2 mopayback
These four deep-dives alone are ~$646K a year. The remaining eight processes follow the same pattern: map the flow, automate the routine, keep the judgment human, and measure the result. They are sequenced in the roadmap below.
09

Three-year value & ROI

Value builds as each wave ships and then compounds at run-rate. Against a total three-year investment of about $405K, the program returns roughly $3.6M in recovered capacity.

$0 $500K $1.0M $1.5M $640K Year 1 $1.45M Year 2 $1.50M Year 3 Value captured Investment
~8.8x
Return on the three-year program, conservative base case

3-yr value captured≈ $3.59M
3-yr investment≈ $405K
Net value≈ $3.18M
Payback< 3 months
Three cases, not one number
Conservative
$1.10M

45% capture and slower adoption. Even here, the program pays back in under six months.

Base case
$1.45M

60% capture at 85% adoption. The figure used throughout this report.

Aggressive
$1.80M

70% capture, full adoption, and extension into more processes over time.

Sensitivity: annual value by automation rate and adoption
Annual value ($M)70% adoption85% adoption100% adoption
50% automation$1.00M$1.21M$1.42M
60% automation$1.19M$1.45M$1.71M
70% automation$1.39M$1.69M$1.99M

The highlighted cell is the base case. Adoption is the share of in-scope volume actually run through the automations once live.

10

Sequenced build roadmap

Value is captured in waves over roughly six months. Quick wins fund the bigger builds. Each wave is a fixed-scope engagement that stands on its own, so you can stop, hold, or accelerate at any point.

Wave 1Weeks 1–8
AP · Reconciliations · Board reporting
+$511K
Wave 2Weeks 6–16
Month-end close · AR & collections
+$309K
Wave 3Weeks 14–26
Revenue rec · FP&A · Procurement
+$367K
OngoingWeek 20 onward
Payroll · Tax · Treasury · Audit
+$259K
Week 0Week 13Week 26
Cumulative value capture
$0 $750K $1.5M $511K$820K$1.45M run-rate Wk 8 · Wave 1Wk 16 · Wave 2Wk 26 · Wave 3
By month six, all the waves are live at roughly a $1.45M annual run-rate. Wave 1 has paid for itself, and the program, many times over before Wave 3 begins.
11

Risk register

The honest version: what could go wrong, and how the engagement is built to handle it. Every risk carries a named mitigant.

Risk

Adoption. The team keeps doing the work the old way and the automation goes unused.

Mitigant

Phased rollout, hands-on training, and a champion per process. Automations are built into the tools your team already uses, not a new app to learn.

Risk

Data quality and access. Inputs are messy, or systems of record are locked down.

Mitigant

The free Snapshot validates data readiness before any build. We scope only what the data supports and fix the inputs first where needed.

Risk

Model error. The AI proposes something wrong and it slips through.

Mitigant

Confidence thresholds, exception escalation, and a human sign-off on every output. Low-confidence items route to a person; nothing posts unreviewed.

Risk

Control and audit concerns. Automation is seen to weaken financial controls.

Mitigant

Human-in-the-loop by design, a full audit trail, and segregation of duties preserved. The build is made to pass internal and external audit.

Risk

Key-person and black-box risk. The build becomes something only we understand.

Mitigant

Documented and owned in your environment. A light retainer keeps it healthy, and you can run it without us.

Risk

Security and confidentiality. Sensitive financial data is exposed.

Mitigant

Everything runs in your own Claude environment. No data is retained outside your systems, and access is scoped to least privilege.

12

Where you stand

An AI-in-finance maturity read. Most mid-market finance teams sit between exploring and piloting. This Audit is the bridge from there to scaling, where the value compounds.

1 · Ad hoc

Occasional personal use of AI. No process, no governance.

2 · Exploring

Curiosity and trials, but nothing in production yet.

Typical starting point
3 · Piloting

One or two automations live, measured, and trusted.

4 · Scaling

Automation across the operation, governed and owned.

5 · Embedded

AI is how the team works. Continuous improvement.

The free Snapshot moves you to piloting in two weeks. Wave 1 puts you on the path to scaling, where most of the $1.45M lives.
13

Controls & governance

Automation does not mean unattended. Every build keeps your controls intact and your team in the approval seat.

Human in the loopNothing posts without sign-off

AI prepares and proposes; your team reviews and approves. A review queue holds every item until a person releases it.

Full audit trailEvery step is logged

Inputs, outputs, and approvals are captured automatically, so the work stands up to internal and external audit.

Your environmentData stays with you

Builds run in your own Claude environment and your own systems. We do not hold your data on the side.

Segregation of dutiesRoles are preserved

Preparer, reviewer, and approver stay separate. Automation slots into your existing control structure.

Exception handlingThe hard cases escalate

Anything outside policy or a confidence threshold is routed to a person, not pushed through.

Versioned & documentedYou own and can run it

Each automation is documented and handed over, so it keeps working whether or not we stay involved.

14

Assumptions & sources

The model is deliberately conservative. Here is exactly what it assumes, so you can pressure-test every figure in this report.

Blended loaded rate$68 per hour, fully loaded for salary, benefits, and overhead. Adjusted to your actual rate in a real engagement.
Automation rates55 to 65% by process, deliberately conservative. The realistic ceiling on most of these processes is higher.
Adoption85% of in-scope volume actually run through the automations once they are live.
Hours baselineManagement estimates plus system extracts, separating peak periods like close from steady-state.
Value definitionRecoverable value counts labor, rework, and cycle-time drag, not labor alone.
HeadcountNo layoffs assumed. Recovered capacity is redeployed to analysis, controls, and growth.
Judgment & reviewAll approvals, exceptions, and sign-offs stay with your team. AI prepares; people decide.
InvestmentThe Audit, the wave builds, and a light retainer, roughly $405K over three years.
Status of figuresIllustrative sample for a representative mid-market company. Not a client result. Your Audit uses your numbers.
15

Recommendation

Start narrow, prove it, then scale.

  1. Prove line 01 free. Run the AI Value Snapshot on accounts payable. We automate one real invoice end to end, live, and measure the recoverable hours on your own numbers, at no cost.
  2. Build Wave 1. AP, reconciliations, and board reporting. Roughly $511K a year recovered, live within eight weeks, paid back in under three months.
  3. Sequence Waves 2 and 3. Each funded by the last, each fixed-scope, until the full $1.45M run-rate is in place by month six.
  4. Hold the gains. A light retainer keeps the automations healthy, extends them, and adds the next opportunity as your operation changes.
Your numbers, not ours

This is a sample. Yours is built on your operation.

Every figure here is illustrative. The free Snapshot puts a real, measured number on your single biggest process, live on your own data, before you commit to anything.

Get my free Snapshot
Ready for the full map? See Audit pricing or email hello@opswell.ai